Op werkdagen voor 23:00 besteld, morgen in huis Gratis verzending vanaf €20

Financial Services Regulation in Practice

Paperback Engels 2016 9780199688753
Verwachte levertijd ongeveer 10 werkdagen

Samenvatting

This book explains how to deal with legal, compliance, and enforcement issues faced by banks and other financial institutions and their legal advisers. It focuses on the practical application of the generally applicable regulations and rules under the Financial Services and Markets Act 2000 governing the financial services sector as it changed and developed during and after the financial crisis.

The book considers the key changes made by the Financial Services Act 2012 and the Financial Services (Banking Reform) Act 2013 as well as policy developments brought about by the change in regime from the Financial Services Authority to the Prudential Regulation Authority and Financial Conduct Authority. Guidance is given on the application and enforcement of the rules taking all relevant sources into account including speeches and announcements by regulatory authorities, policy documents and pronouncements, practice developments, court cases, tribunal decisions, and enforcement proceedings.

Providing real insight into the practical, legal, and policy issues affecting all dealing with the post-crisis regulatory environment, this book is essential for all advising on legal matters, compliance and enforcement in the financial sector.

Specificaties

ISBN13:9780199688753
Taal:Engels
Bindwijze:paperback
Aantal pagina's:608
Druk:1
Verschijningsdatum:31-3-2016
Hoofdrubriek:Juridisch
ISSN:

Lezersrecensies

Wees de eerste die een lezersrecensie schrijft!

Geef uw waardering

Zeer goed Goed Voldoende Matig Slecht

Over Simon Morris

Based in the UK, Simon Morris builds web and desktop applications for commercial, academic, and government clients. He blogs at Java.net.

Andere boeken door Simon Morris

Inhoudsopgave

1: Background, Sources, and Structure
2: General Orohibition & Specified Investments
3: Specified Activities & Exclusions
4: Regulators
5: Authorisation
6: Individual Approval
7: Rules & Principles
8: Prudential Regulation
9: Conduct Regulation
10: Marketing
11: Supervision and Powers
12: Enforcement
13: Financial crime
14: Redress

Managementboek Top 100

Rubrieken

Populaire producten

    Personen

      Trefwoorden

        Financial Services Regulation in Practice